University of California, Irvine
Information Technology Principles
March 12, 2010
The Information Technology principles outlined in this document have been
developed by the IT Oversight Committee to help guide decision-making at
the University of California, Irvine.
1. Information Technology is a strategic campus resource.
- Information Technology, including infrastructure, services, and personnel,
plays a critical role in campus operations and in meeting institutional
objectives.
- Significant investments are prioritized from a campus perspective to
ensure close alignment with campus goals and the greatest possible return
on each dollar spent.
- IT investments, resource prioritization, and policies are overseen
and regularly reviewed through effective governance mechanisms and by
maintaining and reviewing service and efficacy metrics on an ongoing
basis.
- Governance mechanisms distribute decision rights appropriately to ensure
timely and responsive decision-making.
- The effective use of IT is facilitated through continual investment
in the skills and competencies of both IT staff and the broader base
of users of IT.
2. Data are critical institutional assets.
- Maintaining the integrity, confidentiality, and ready accessibility
of data is vital to all aspects of the University’s mission and operations. Accordingly,
there is consistent campus-wide policy and behavior for provisioning,
accessing, storing, securing, and preserving information, regardless
of where it is collected or stored.
- Data accessibility and availability is determined based on its value
to the university but always in the context of privacy and the protection
of personal or restricted information.
- Lack of appropriate data integrity, quality, and security can compromise
the university’s reputation and impede operational efficiency. Similarly,
lack of accessibility to data and/or excessive barriers to making data
available can impede the objectives of the University.
- All information collected is readily available to facilitate decision-making
and other uses.
- A common data dictionary is maintained to define data elements in a
consistent manner across campus functions and applications.
3. The foundation for UCI Information Technology operations is
a comprehensive central organization that works in close cooperation with
individual units.
- The Office of Information Technology combines the talents and expertise
of previously distributed organizations to provide robust and comprehensive
services to the community.
- OIT serves both a broad range of common needs as well as specialized,
local needs.
- Key benefits of a distributed IT approach are realized through the
activities of OIT unit liaisons that participate as members of both OIT
and functional units. OIT maintains strong working relationships
with functional unit managers and staff to ensure agile response and
a thorough understanding of diverse needs as they evolve and change.
- OIT is a highly communicative organization that encourages staff to
develop and maintain effective relationships with clients and seek feedback
and offer assistance at every appropriate opportunity.
- OIT works in partnership with staff in academic schools and units to
help meet school needs.
4. Maximize return on investment by leveraging shared, commercial,
and existing campus solutions.
- Information Technology solutions take a variety of forms including
community source, commercial, home-grown or outsourced applications,
or applications built in partnership with other campuses. UCI avoids
“going it alone” in complex implementations to take advantage of the
benefit of leveraging the efforts of others.
- Outsourcing at various levels can provide economies and flexibility
but must be done in a way that fulfills institutional responsibilities
and smoothly integrates with campus-based services.
- The “Total Cost of Ownership” is the basis for considering implementation
options. This goes beyond initial acquisition costs and includes
programmer, functional unit, and end-user training and labor costs, energy
costs, and other expense, over the lifetime of the system.
- Before acquiring/implementing a new tool or application package, careful
consideration is given to whether or not existing applications can fulfill
the new requirements. Reasonable compromises in functional requirements
allow the campus to fully leverage costs associated with application
support by avoiding the need to support multiple software packages that
have significant functionality overlaps.
5. Provide robust, standards-based services to the university
community, while also addressing specialized requirements through support
efforts dedicated to specific units.
- Core services are based on collaboratively defined campus standards
that are engineered to meet the majority of campus needs with minimal
duplication of effort. Services are universally available to all
“knowledge workers.”
- Key services are well-supported and designed to maximize availability
through appropriate levels of redundancy that avoid outages due to absences
or equipment failure.
- Campus communication and collaboration requires a strong, integrated
infrastructure, built upon a modern, robust, high-performance, network.
- Assistance for common services will be readily available through self-service
and a central, well-trained, help-desk.
- Recognizing that one size does not fit all, OIT will provide tiered
services directed at meeting the needs of subsets of the community, and
be prepared to make exceptions when needed to address critical needs. OIT
will also provide specialized support for unique unit business requirements.
6. Innovation through Information Technology is encouraged
in a disciplined context that allows thoughtful assessment and can benefit
the campus.
- Standardization is critical to achieve efficiencies, but should not
be so restrictive that it stifles innovation. Exceptions to established
standards are made after their limitations and the benefits of the exception
have been considered.
- The campus facilitates innovation through collaborative relationships
among OIT and other units and the appropriate allocation of resources.
- Innovative solutions are systematically assessed with results shared
in a manner that can allow others on campus to take advantage of the
experience gained.
7. Services are built on a standard architecture and integrated
with other core services.
- To facilitate ease of use by the community, and ensure maximum benefit
from automation, applications are well thought out and integrated into
a consistent campus framework. This allows people who are familiar
with one tool to more easily adopt another, and ensures that the product
of one tool can be used with another.
- Software development effectiveness is maximized through the adoption
of common development and application environments, code libraries, and
other techniques. In addition to the reusable works this strategy
creates, it provides a solid base of personnel expertise and builds a
community of IT professionals capable of supporting each other and their
common work products.
- Solutions are consistent with business continuity and disaster recovery
requirements.